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Reed appoints critic to new advisory
board
John Reed, interim chairman of the New
York Stock Exchange, has asked one of the NYSE's most vocal critics to
join a new advisory board and to continue acting as a thorn in its side
as it seeks to regain credibility after a tough year.
Richard Moore, treasurer of North Carolina and a leading voice among state
treasurers in pushing for a greater role for investors in the governance
of the NYSE, said he had accepted the invitation and would continue to
seek the separation of the exchange's regulatory and market operations.
"He told me he wanted me to push and advocate and be critical,"
Mr Moore said of conversations that he had with Mr Reed, who was appointed
to steady a shaken NYSE in September after corporate governance lapses
had forced the resignation of Richard Grasso, the exchange's former chairman
and chief executive.
Mr Reed has begun implementing a series of governance reforms after replacing
most of the 27-member board that served under Mr Grasso.
An eight-strong independent board has been appointed to run the NYSE,
and he is now setting up
a "board of executives" to advise on industry and customer issues.
Mr Moore and the treasurers of other states - including New York and California
- have expressed sharp disappointment at the reforms. They claimed that
they did not give investors enough of a say in NYSE affairs, and the exchange's
selfregulatory (SRO) status should be separated from its other functions.
Mr Moore is the first - and probably the only - treasurer to be asked
to join the board of executives, although other investor representatives,
and those of the securities industry and of listed companies, are likely
to be asked.
Mr Moore's comments on regulation indicate that the issue of whether the
NYSE should retain its SRO status will need to be addressed early by the
exchange's management.
A new chairman and chief executive - which may be two appointees - are
expected to be named soon; Mr Reed has indicated that he intended to step
down by the end of the year.
The Securities and Exchange Commission also has to approve the NYSE reforms
and is considered likely to do so despite its own investigation into corporate
governance at all US securities exchange
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